Most of the framers of the Constitution
assumed that the federal courts would be the weakest of the three branches
of government. As the ''Federalist'' said, the courts would have
neither the power of the purse (Congress), nor the power of the sword (the
President).
The framers were mindful of the history
of England and other nations which had court systems that were supposed
to be fair, impartial, and independent of the crown. Yet kings and
queens and potentates would at best remove judges when their decisions
were unsatisfactory. At worst, they would jail or execute them, a
fate which has befallen judges in some nations even today.
So the framers gave the federal courts
independence from the elected, political powers in two ways. Judges were
appointed for life during good behavior, and their salaries were guaranteed
for life. The intent was to allow judges to decide the case before
them without fear of retaliation, even if the parties in the case or the
judge’s decision were highly unpopular.
What the Constitution did not do, however,
was to create a general court system with general jurisdiction. This
was not an oversight, but was deliberate. The jurisdiction of the
courts, like the powers of Congress, was limited, because general powers
and general jurisdictions remained with the states.
The Constitution created only the Supreme
Court, and did not specify how many justices it would contain. So,
over the years, the membership of the Supreme Court has varied from a low
of five, to a high of ten. The current number nine is merely a tradition,
set by Congress in law.
The jurisdiction of the Supreme Court
is created by the Constitution in Article III: "The judicial power shall
extend to all cases, in law and equity, arising under this Constitution,
the laws of the United States, and treaties made, or which shall be made,
under their authority;--to all cases affecting ambassadors, other public
ministers and consuls...." The power is further defined in specific matters
such as "states suing states."
The second clause of Section 2 of Article
III is especially important, but often ignored. "In all cases affecting
ambassadors... and those in which a state shall be party, the Supreme Court
shall have original jurisdiction. In all the other cases..., the
Supreme Court shall have appellate jurisdiction, ... with such exceptions,
and under such regulations as the Congress shall make."
The Original Jurisdiction cases in the
Supreme Court amount to about one per year. They are filed directly
in that court, have case numbers starting with O for Original, and many
involve either litigation between states over Howard Hughes’ will or water
use from the Colorado River. These cases are half a percent of the
court’s decided cases, and about one in 2,000 of the cases presented to
the court each year.
No lower courts are required by the
Constitution itself. The federal district courts and circuit courts
of appeal, and specialized courts such as tax appeals and foreign security
matters, are all creatures of Congress, both to their existence and the
extent of their jurisdiction. As Section 1 says, they are "as the
Congress may from time to time ordain and establish."
Since Congress controls the entire existence
of the lower federal courts, and all but a small fraction of the jurisdiction
of the Supreme Court, one would think that the Supreme Court would be unable
to act consistently and on major issues, contrary to the will of the people
as expressed by the members of Congress. Thomas Jefferson, who was
not a framer because he was ambassador to France when the Constitution
was written, reviewed the finished document and foresaw a darker possibility
in the federal courts as established.
He referred to them as "the most dangerous
branch." He wrote to his friend, John Eppes in 1807, "The original
error [was in] establishing a judiciary independent of the nation, and
which, from the citadel of the law, can turn its guns on those they were
meant to defend, and control and fashion their proceedings to its own will."
In the ''Federalist, Number 78,'' Alexander
Hamilton argued the opposite, that the federal courts were the "least dangerous
branch," because they "may truly be said to have neither FORCE nor WILL,
but merely judgment...." In short, the courts had no ability to do
more than decide the case before them, on the existing law. Whether
experience has proved Jefferson or Hamilton to be right, is the next subject. |